Disclaimer: The information provided below is not legal advice, it is provided for a general understanding of the SEC's EDGAR requirements and practices. Please consult a securities lawyer or contact the SEC directly for legal advice.
| Q1: |
How many days to file a Form 10-Q, Form 10-K, and Form 20-F, and Form 40-F? |
| A: |
10-Q is 45 calendar days, 10-K is 90 calendar days, 20-F/40-F filers is 6 months. This is the rule for filers who are not classified as accelerated filers. More... |
| Q2: |
How many days do I have to file, after filing a Notification of Late filing? |
| A: |
You have five calendar days for a 10-Q, fifteen calendar days for a 10-K, and fifteen calendar days for a 20F/40F.
This is for non-accelerated filers. More... |
| Q3: |
What is the requirement in regards to SEDAR filings in repect to EDGAR, if your company is required to file with the SEC? |
| A: |
The general rule is everything filed on SEDAR has to also be filed on EDGAR. More... |
| Q4: |
How are amended filings handled with the SEC? |
| A: |
In most cases, the form type has a '/A' added to the form name on the cover page. If the amended filing is being filed at the request of an SEC reviewer than there are important considerations to take into account. More... |
| Q5: |
What are certifications, and what are some important considerations in regards to them? |
| A: |
Certifications are the signed documents by the main officers of the company stating that the information being provided is to the best of their knowledge true and accurate. More... |
| Q6: |
What are the EDGAR system hours of operation, and federal holidays when the SEC EDGAR system is closed? |
| A: |
The daily hours of operation for filing on the EDGAR system is from 3 AM EST (6 AM PST) to 10 PM EST (7 PM PST). More... |
